{"id":58,"date":"2020-07-11T12:39:04","date_gmt":"2020-07-11T12:39:04","guid":{"rendered":"http:\/\/trackwizz.com\/knowledge-hub\/?page_id=58"},"modified":"2024-06-28T09:36:27","modified_gmt":"2024-06-28T09:36:27","slug":"blog","status":"publish","type":"page","link":"https:\/\/trackwizz.com\/knowledge-hub\/","title":{"rendered":"Blog"},"content":{"rendered":"
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Knowledge hub<\/h1>\n

Knowledge hub gives you a bird\u2019s-eye view of all
\nthe regulatory requirements, circulars,
\ncommunique by the various regulators of the BFSI
\nsector with respect to each module offered by
\nTrackWizz. We also present to you the webinars,
\nvideos, blogs, etc. on various upcoming topics
\nfrom our experts.<\/p>\n<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/div>\n<\/section>\n

CKYC<\/a> FATCA CRS<\/a> Aadhar Image Masking<\/a> Information Utility<\/a> IFSCA<\/a><\/div>\n
Employee Trade Tracking<\/a> Research Analyst Compliance<\/a> Anti Money Laundering<\/a><\/div>\n
Events<\/a> Awards and recognitions<\/a> Research and publications<\/a><\/div>\n
\n
CKYC<\/div>\n
Why is CKYC India\u2019s Critical Digital Pillar?<\/a><\/h6>\n
We often obsess over the visible giants of the Indian economy, such as UPI, adoption of digital transactions and the rapid growth of the financial ecosystem. Yet, the real engine of our economic explosion seems to be invisible. It is a silent digital handshake happening millions of times a day ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a><\/span><\/div><\/div><\/div>\n
Reserve Bank of India (Commercial Banks \u2013 Know Your Customer) Amendment Directions, 2025 -RBI\/2025-26\/166 DOR.AML.REC.370<\/a><\/h6>\n
There is a need to amend the Directions to clarify the responsibility of entities uploading customer records to and downloading the same from CKYCR, based on the office memorandum (OM) titled \u201cCKYCR and the ultimate responsibility of REs \u2013 reg ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a><\/span><\/div><\/div><\/div>\n
New Feature to Flag KYC Records of Deceased Customers in CKYCRR<\/a><\/h6>\n
This is to inform you about a new feature in CKYCRR that will enable reporting entities (REs) to flag KYC records of deceased customers ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a><\/span><\/div><\/div><\/div>\n
Data Hygiene of Central KYC Records Registry (CKYCRR)<\/a><\/h6>\n
The framework governing the quality of KYC records uploaded to the CKYCRR is already prescribed\/published on the CKYC website under the operating documents\/guidelines tab & REs are advised to follow these parameters reiterated in a compiled form ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a><\/span><\/div><\/div><\/div>\n
New module to deactivate records on CKYCRR<\/a><\/h6>\n
A new module has been rolled out to manage the deactivation of duplicate KYC records that are observed in CKYCR. It's designed to help reporting entities (REs) in reporting, merging & deactivating duplicate KYC records ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a><\/span><\/div><\/div><\/div>\n
Enabling Accessibility to Digital KYC process to Differently Abled Persons<\/a><\/h6>\n
This is to inform that in compliance with the order dated April 30, 2025, of Honorable Supreme Court regarding \u201cAccessibility to Digital KYC process to Differently Abled Persons\u201d, the following details shall be collected by CKYCRR: ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a><\/span><\/div><\/div><\/div>\n
Process for Claiming Incentives for CKYCRR Transactions<\/a><\/h6>\n
Further to communique CKYC\/2024\/10 dated December 24, 2024, REs are hereby informed of process for claiming incentives for eligible transactions carried out in CKYCRR. Effective January 1, 2025, REs shall be eligible to claim incentives as per the following rates mentioned in the document ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a><\/span><\/div><\/div><\/div>\n
OTP-based consent mechanism in CKYC download and CKYC API version upgrade<\/a><\/h6>\n
This is regarding the introduction of OTP-based consent mechanism in the download process of Individual KYC records through API and screen-based download, and version changes to theCKYC Search API and CKYC Download API ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a><\/span><\/div><\/div><\/div>\n
How TrackWizz CKYC Simplifies KYC Compliance for Financial Institutions<\/a><\/h6>\n
The Central Know Your Customer (CKYC) initiative, established by the Government of India aims to streamline and simplify the KYC process across financial institutions. Managed by the Central Registry of Securitization Asset Reconstruction and Security Interest of India (CERSAI), CKYC serves as a unified repository for storing KYC records of ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a><\/span><\/div><\/div><\/div>\n
Unique IP address requirement for CKYCR API access<\/a><\/h6>\n
Central KYC Records Registry (CKYCRR) set up under Prevention of Money Laundering (Maintenance of Records Rules, 2005), is a Reporting Entity, substantially owned and controlled by the Central Government, and authorized by the Government to receive, store, safeguard and retrieve the KYC records in digital form of a client in ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a><\/span><\/div><\/div><\/div>\n
Masking KYC Identifier in CKYCRR<\/a><\/h6>\n
This is regarding the introduction of CKYC reference ID and the masking of the KYC identifier in CKYCRR responses ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a><\/span><\/div><\/div><\/div>\n
Amendment to Master Direction – KYC Direction, 2016<\/a><\/h6>\n
Amendment to the Master Direction - Know Your Customer (KYC) Direction, 2016
Please refer to the Master Direction - Know Your Customer (KYC) Direction, 2016 dated February 25, 2016, as amended from time to time, in terms of which Regulated Entities (REs) have to undertake Customer Due Diligence (CDD), ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a><\/span><\/div><\/div><\/div>\n
MoF (DoR) Gazette of India- PMLA Amendment CKYC Update Notification<\/a><\/h6>\n
In exercise of the powers conferred by section 73 read with sections 11A and 12AA of the Prevention of Money-laundering Act, 2002, the Central Government hereby makes the following rules further to amend the Prevention of Money-laundering (Maintenance of Records) Rules, 2005 ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a><\/span><\/div><\/div><\/div>\n
Uploading of KYC information by KYC Registration Agencies (KRAs) to Central KYC Records Registry (CKYCRR)<\/a><\/h6>\n
The KYC record of a client is uploaded on the system of KRAs by the intermediaries performing client due diligence as per the provisions of SEBI KRA Regulations, 2011. Additionally, the KYC information is uploaded on CKYCRR by the intermediaries in terms of SEBI master circular SEBI\/HO\/MIRSD\/SECFATF\/P\/CIR\/2023\/169 dated Oct 12, ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a><\/span><\/div><\/div><\/div>\n
RBI Circular- Amendment to the Master Direction (MD) on KYC<\/a><\/h6>\n
Please refer to the Master Direction (MD) on KYC dated February 25, 2016, as amended from time to time, in terms of which Regulated Entities (REs) have to undertake Customer Due Diligence (CDD), as per the process laid out therein, for their customers ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a>, CKYC<\/a><\/span><\/div><\/div><\/div>\n
Periodic Updation of CKYC Details of Customers<\/a><\/h6>\n
The Reserve Bank has, from time to time, taken measures to rationalise the KYC related instructions taking into account the available technological options for enhancing customers' convenience within the framework prescribed under the Prevention of Money Laundering Act, 2002 (PMLA) and rules framed thereunder ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a><\/span><\/div><\/div><\/div>\n
Master Guidelines on Anti-Money Laundering\/ Counter Financing of Terrorism (AML\/CFT), 2022<\/a><\/h6>\n
IRDAI had issued Master Guidelines on AML\/CFT for General insurers and Life insurers in 2013 and 2015 respectively. Subsequently, multiple circulars had been issued on the subject ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a>, CKYC<\/a><\/span><\/div><\/div><\/div>\n
Upload of KYC records of Self-Help Groups (SHGs) and Joint Liability Groups (JLGs) to CKYCRR<\/a><\/h6>\n
CKYC Communique exempts the reporting entities from uploading Self Help Groups (SHGs) and Joint Liability Groups (JLGs) related KYC records to CKYCR ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a><\/span><\/div><\/div><\/div>\n
Exemption from PML Rules for FPI related upload to CKYCRR<\/a><\/h6>\n
CKYC Communique exempts the reporting entities from uploading Foreign Portfolio Investor's related KYC records to CKYCR ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a><\/span><\/div><\/div><\/div>\n
KYC Identifier Intimation \/ Notification<\/a><\/h6>\n
CKYC Communique necessitates all the reporting entities to issue a KYC Identifier to each client in a written format and specifies a format to be followed for the same ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a><\/span><\/div><\/div><\/div>\n
Annexure for CKYC Legal Entity<\/a><\/h6>\n
CKYC Application Form ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a>, SEBI CKYC<\/a><\/span><\/div><\/div><\/div>\n
SEBI – Circular<\/a><\/h6>\n
SEBI - Circular ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a>, CKYC<\/a><\/span><\/div><\/div><\/div>\n
Master Direction – Know Your Customer (KYC) Direction by RBI.<\/a><\/h6>\n
RE's are obligated to submit KYC records of Legal Entity Accounts opened on and after 01st April 2021 and with periodic updation when the updated KYC information is obtained ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a><\/span><\/div><\/div><\/div>\n
IRDAI circular<\/a><\/h6>\n
The IRDAI circular necessitates all Life and General Insurers (Including Standalone Health Insurers) to submit KYC information for legal entities records onboarded on or after 01st April 2021 & incremental upload of data at the time of periodic review ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a>, IRDAI Circular<\/a><\/span><\/div><\/div><\/div>\n
Master Direction \u2013 Know Your Customer (KYC) Direction, 2016 (Updated as on Dec 18, 2020)<\/a><\/h6>\n
This communique necessitates upload of KYC information for the Legal entity customer on or after 01st April 2021 along with other keen obligations ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a>, CKYC<\/a><\/span><\/div><\/div><\/div>\n
CERSAI Communiques<\/a><\/h6>\n
CKYC Communiques to the Reporting entities covering all the enhancements and template changes since inception ...
Know more<\/a><\/div><\/div>\n
CERSAI Communiques<\/a>, CKYC<\/a><\/span><\/div><\/div><\/div>\n
Master Direction – Know Your Customer (KYC) Direction, 2016 (Updated as on April 20, 2020)<\/a><\/h6>\n
All Regulated Entities are required to follow Customer identification procedures while undertaking a transaction either by establishing an account-based relationship or otherwise and monitor the transactions of these relationships ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a>, RBI Circular<\/a><\/span><\/div><\/div><\/div>\n
Know Your Customer(KYC) Directions, 2016<\/a><\/h6>\n
All indivudual customer onboarded into Financial Institution falling under the NABARD regulatory body, needs to report electronic copy the customer to CKYCR, by the RBI Master directions (KYC-2016) ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a>, Nabard Circular<\/a><\/span><\/div><\/div><\/div>\n
Gazette Notification authorising REs to upload electronic copy of KYC data of their clients within 10 days<\/a><\/h6>\n
Notification authorises every reporting entity to upload within ten days after the commencement of an account-based relationship with a client, file the electronic copy of the client's KYC records with the Central KYC Records Registry. This was three days earlier ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a>, Gazette Notifications<\/a><\/span><\/div><\/div><\/div>\n
Uploading of existing clients’ KYC details<\/a><\/h6>\n
Circular details out the dates for CKYC compliance (for the new accounts opened after Aug 1, 2016) required for entities registered under SEBI. For the Mutual fund entities, all the existing customer to be uploaded to CKYCR in tranches of 30% by November 30, 2016, another 30% by January 31, ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a>, SEBI Circular<\/a><\/span><\/div><\/div><\/div>\n
Operationalisation of CKYC & Uploading of existing clients’ KYC details<\/a><\/h6>\n
The circular makes the RBI Master Directions on PMLA applicable to RRBs ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a>, NHB Circular<\/a><\/span><\/div><\/div><\/div>\n
Operationalisation of CKYC<\/a><\/h6>\n
SEBI Circular requiring SEBI Registered Intermediaries to upload the KYC data to the CKYCR, in respect of all individual accounts opened on or after August 1, 2016, ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a>, SEBI Circular<\/a><\/span><\/div><\/div><\/div>\n
Operationalisation of Central KYC Records Registry (CKYCR)<\/a><\/h6>\n
The circular necessitates upload of KYC information for the insurance sector. Life Insurers should upload KYC records only in respect of individual policyholders where policies are completed on or after 15th July, 2016 ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a>, IRDAI Circular<\/a><\/span><\/div><\/div><\/div>\n
Gazette Notification authorising CERSAI to act and perform the functions of CKYCR<\/a><\/h6>\n
Notification issued by the MOF authorising CERSAI, to act as and perform the functions of the Central KYC Records Registry including receiving, storing, safeguarding and retrieving the KYC records in digital form of a client ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a>, Gazette Notifications<\/a><\/span><\/div><\/div><\/div>\n
Gazette Notification authorising REs to retrieve the KYC records online from the Central KYC Records Registry by using the KYC Identifier<\/a><\/h6>\n
Notification authorising the REs to retrieve the KYC records online from the Central KYC Records Registry by using the KYC Identifier without requiring a client to submit the same KYC records or information or any other additional identification documents or details ...
Know more<\/a><\/div><\/div>\n
CKYC<\/a>, Gazette Notifications<\/a><\/span><\/div><\/div><\/div><\/div><\/div><\/div>\n<\/div>\n
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FATCA CRS<\/div>\n
What is Fatca and how it\u2019s used in Banks<\/a><\/h6>\n
All NRIs must adhere to global tax compliance systems for their offshore accounts. One of the most important sets of rules is outlined within the Foreign Account Tax Compliance Act or FATCA for NRIs living in the USA.\u00a0 Any NRI ...
Know more<\/a><\/div><\/div>\n
FATCA CRS<\/a><\/span><\/div><\/div><\/div>\n
FATCA CRS Communiques<\/a><\/h6>\n
This link can be refered to identify the latest\/upcoming circulars or notfications ...
Know more<\/a><\/div><\/div>\n
FATCA CRS<\/a>, Income Tax Guidance Note on FATCA CRS<\/a><\/span><\/div><\/div><\/div>\n
Due diligence and reporting requirements of FATCA CRS<\/a><\/h6>\n
Due deligence and reporting requirements and other notifcations regarding FATCA CRS by SEBI ...
Know more<\/a><\/div><\/div>\n
FATCA CRS<\/a>, Securities and Exchange Board of India<\/a><\/span><\/div><\/div><\/div>\n
Income Tax guidance note 4<\/a><\/h6>\n
The guidance note aims to explain FATCA and CRS reporting requirements in a simple manner in order to assist FI, Banks and other bodies in complying with the reporting regulatory requirements ...
Know more<\/a><\/div><\/div>\n
FATCA CRS<\/a>, Income Tax Guidance Note<\/a><\/span><\/div><\/div><\/div>\n
Income Tax guidance note 3<\/a><\/h6>\n
The guidance note aims to explain FATCA and CRS reporting requirements in a simple manner in order to assist FI, Banks and other bodies in complying with the reporting regulatory requirements ...
Know more<\/a><\/div><\/div>\n
FATCA CRS<\/a>, Income Tax Guidance Note<\/a><\/span><\/div><\/div><\/div>\n
Income Tax guidance note 2<\/a><\/h6>\n
The guidance note aims to explain FATCA and CRS reporting requirements in a simple manner in order to assist FI, Banks and other bodies in complying with the reporting regulatory requirements ...
Know more<\/a><\/div><\/div>\n
FATCA CRS<\/a>, Income Tax Guidance Note<\/a><\/span><\/div><\/div><\/div>\n
Reporting Requirement notification by IRDAI<\/a><\/h6>\n
Important Notifications regarding FATCA CRS reporting purpose by IRDAI ...
Know more<\/a><\/div><\/div>\n
FATCA CRS<\/a>, Insurance Regulatory and Development Authority<\/a><\/span><\/div><\/div><\/div>\n
Reporting requirement and the consequences defined by SEBI<\/a><\/h6>\n
Reporting requirement, other Consequences and notifcations regarding FATCA CRS by SEBI ...
Know more<\/a><\/div><\/div>\n
FATCA CRS<\/a>, Securities and Exchange Board of India<\/a><\/span><\/div><\/div><\/div>\n
Income Tax guidance note 1<\/a><\/h6>\n
The guidance note aims to explain FATCA and CRS reporting requirements in a simple manner in order to assist FI, Banks and other bodies in complying with the reporting regulatory requirements ...
Know more<\/a><\/div><\/div>\n
FATCA CRS<\/a>, Income Tax Guidance Note<\/a><\/span><\/div><\/div><\/div>\n
Reporting requirement notification by RBI<\/a><\/h6>\n
Important Notifications regarding FATCA CRS regulatory reporting purpose by RBI ...
Know more<\/a><\/div><\/div>\n
FATCA CRS<\/a>, RBI<\/a><\/span><\/div><\/div><\/div>\n
Inter-government agreement of FATCA CRS circular<\/a><\/h6>\n
Inter-governmental agreement circular by SEBI ...
Know more<\/a><\/div><\/div>\n
FATCA CRS<\/a>, Securities and Exchange Board of India<\/a><\/span><\/div><\/div><\/div><\/div><\/div><\/div>\n<\/div>\n
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Information Utility<\/div>\n
NESL IU communique<\/a><\/h6>\n
All reporting entities under the Insolvency and Bankruptcy Board of India (IBBI), submitting Information utility compliance to NESL need to now migrate from form C V2.3 to form C V2.5 by 30th November 2021 ...
Know more<\/a><\/div><\/div>\n
Information Utility<\/a>, National e-Governance Services Ltd (NeSL)<\/a><\/span><\/div><\/div><\/div>\n
NeSL Communique<\/a><\/h6>\n
NESL is the first company who got licensed for information utility for latest communication of the regulatory Bodies\u00a0refer this link ...
Know more<\/a><\/div><\/div>\n
Information Utility<\/a>, National e-Governance Services Ltd (NeSL)<\/a><\/span><\/div><\/div><\/div>\n
Insolvency regulation process & important guidelines to follow<\/a><\/h6>\n
Important regulations regarding IU & Insolvency regulation process by IBBI ...
Know more<\/a><\/div><\/div>\n
Information Utility<\/a>, Insolvency Bankruptcy Board of India<\/a><\/span><\/div><\/div><\/div>\n
Information utility regulations 4<\/a><\/h6>\n
Regulations provided by IBBI regarding the importance of submitting customer information to IU and how it will be useful during insolvency explained in various chapters.Ref No.IBBI\/2016-17\/GN\/REG009 - 2019 ...
Know more<\/a><\/div><\/div>\n
Information Utility<\/a>, Insolvency Bankruptcy Board of India<\/a><\/span><\/div><\/div><\/div>\n
Information utility regulations 3<\/a><\/h6>\n
Regulations provided by IBBI regarding the importance of submitting customer information to IU and how it will be useful during insolvency explained in various chapters.Ref No.IBBI\/2016-17\/GN\/REG009 - 2018 ...
Know more<\/a><\/div><\/div>\n
Information Utility<\/a>, Insolvency Bankruptcy Board of India<\/a><\/span><\/div><\/div><\/div>\n
Information utility regulations 2<\/a><\/h6>\n
Regulations provided by IBBI regarding the importance of submitting customer information to IU Ref No.IBBI\/2016-17\/GN\/REG009 - 2018 ...
Know more<\/a><\/div><\/div>\n
Information Utility<\/a>, Insolvency Bankruptcy Board of India<\/a><\/span><\/div><\/div><\/div>\n
Notification regarding Information Utility by RBI<\/a><\/h6>\n
Important Notification regarding IU by RBI ...
Know more<\/a><\/div><\/div>\n
Information Utility<\/a>, RBI<\/a><\/span><\/div><\/div><\/div>\n
Information utility regulations 1<\/a><\/h6>\n
Regulations provided by IBBI regarding the importance of submitting customer information to IU Ref No.IBBI\/2016-17\/GN\/REG009 - 2017 ...
Know more<\/a><\/div><\/div>\n
Information Utility<\/a>, Insolvency Bankruptcy Board of India<\/a><\/span><\/div><\/div><\/div><\/div><\/div><\/div>\n<\/div>\n
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IFSCA<\/div>\n
<\/a>\n

IFSCA (AML , CFT & KYC) Guidelines, 2022<\/a><\/h4>\n
IFSCA (AML , CFT & KYC) Guidelines, 2022 ...
Know More<\/a><\/div><\/div>\n
IFSCA<\/a><\/span><\/div><\/div><\/div>\n
<\/a>\n

Modifications under IFSCA Guidelines, 2022 for specifying additional AML\/CFT\/KYC measures & clarifications<\/a><\/h4>\n
Modifications under IFSCA Guidelines, 2022 for specifying additional AML\/CFT\/KYC measures & clarifications ...
Know More<\/a><\/div><\/div>\n
IFSCA<\/a><\/span><\/div><\/div><\/div>\n
<\/a>\n

Guidance to the IFSCA (AML,CFT & Know Your Customer) Guidelines, 2022<\/a><\/h4>\n
Guidance to the IFSCA (AML,CFT & Know Your Customer) Guidelines, 2022 ...
Know More<\/a><\/div><\/div>\n
IFSCA<\/a><\/span><\/div><\/div><\/div>\n
<\/a>\n

Additional AML measures under the IFSCA (AML, CFT & KYC) Guidelines, 2022<\/a><\/h4>\n
Additional AML measures under the IFSCA (AML, CFT & KYC) Guidelines, 2022 ...
Know More<\/a><\/div><\/div>\n
IFSCA<\/a><\/span><\/div><\/div><\/div>\n
<\/a>\n

Guidance to the IFSC Authority (AML, CFT & KYC) Guidelines, 2022<\/a><\/h4>\n
Guidance to the IFSC Authority (AML, CFT & KYC) Guidelines, 2022 ...
Know More<\/a><\/div><\/div>\n
IFSCA<\/a><\/span><\/div><\/div><\/div>\n
<\/a>\n

Modifications under IFSCA (AMl,CFT & KYC) Guidelines, 2022<\/a><\/h4>\n
Modifications under IFSCA (AMl,CFT & KYC) Guidelines, 2022 ...
Know More<\/a><\/div><\/div>\n
IFSCA<\/a><\/span><\/div><\/div><\/div><\/div><\/div><\/div>\n<\/div>\n
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Aadhaar Image Masking<\/div>\n
What is a Masked Aadhaar and why do you need it?<\/a><\/h6>\n
In an era where personal data security & data privacy are paramount, the Unique Identification Authority of India (UIDAI) brought forth the concept of \"Masked Aadhaar.\" This innovative feature offers a powerful way to enhance privacy and security for Aadhaar ...
Know more<\/a><\/div><\/div>\n
Aadhar Image Masking<\/a><\/span><\/div><\/div><\/div>\n
Regulation on Aadhaar Image Masking<\/a><\/h6>\n
Regulation on Adhaar Masking dated 24 April 2020: Clarification on Know Your Client (KYC) Process andUse of Technology for KYC: Ref: SEBI\/HO\/MIRSD\/DOP\/CIR\/P\/202 ...
Know more<\/a><\/div><\/div>\n
Aadhar Image Masking<\/a>, Securities and Exchange Board of India<\/a><\/span><\/div><\/div><\/div>\n
Regulation on Aadhaar Image Masking<\/a><\/h6>\n
Regulation on Aadhaar Masking: Master Direction \u2013 Know Your Customer (KYC) Direction, 2016 (Updated 29 May 2019): RBI Aadhaar masking mandatory guidelines ...
Know more<\/a><\/div><\/div>\n
Aadhar Image Masking<\/a>, RBI<\/a><\/span><\/div><\/div><\/div>\n
Notification regarding masking of Aadhaar number mandatory<\/a><\/h6>\n
This link gives you a detailed explanation by RBI to redact the aadhaar number before storing into system ...
Know more<\/a><\/div><\/div>\n
Aadhar Image Masking<\/a>, RBI<\/a><\/span><\/div><\/div><\/div>\n
Regulation on Aadhaar Image Masking<\/a><\/h6>\n
Regulation on Aadhaar Masking dated 29 January 2019: Allowing of Aadhaar Card as one of the acceptable documents for KYC- under certain conditions: Ref: IRDAI\/SDD\/Cl R\/MISC\/020\/01\/2019 ...
Know more<\/a><\/div><\/div>\n
Aadhar Image Masking<\/a>, Insurance Regulatory and Development Authority<\/a><\/span><\/div><\/div><\/div>\n
Regulation on Aadhaar Image Masking<\/a><\/h6>\n
Regulation on Aadhaar Masking dated 23 October 2018: Ordinance Aadhaar Amendment: F.No.13012\/171\/2018\/Legal\/UIDAI\/114 ...
Know more<\/a><\/div><\/div>\n
Aadhar Image Masking<\/a>, Unique Identification Authority of India.<\/a><\/span><\/div><\/div><\/div><\/div><\/div><\/div>\n<\/div>\n
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Employee Trade Tracking<\/div>\n
FAQs – Structured Digital Database – Annexure B<\/a><\/h6>\n
SEBI (Prohibition of Insider Trading) Regulations, 2015 (hereinafter referred to as \u201cPIT Regulations, 2015\u201d) came into effect from May 15, 2015. Subsequently amendments were made to put in place a framework for prohibition of insider trading in securities and to ...
Know more<\/a><\/div><\/div>\n
Employee Trade Tracker<\/a><\/span><\/div><\/div><\/div>\n
Prohibition of Insider Trading (Amendment) Regulations , 2022<\/a><\/h6>\n
No. SEBI\/LAD-NRO\/GN\/2022\/108.\u2014In exercise of the powers conferred by section 30 read with clause (g) of sub-section (2) of section 11 and clauses (d) and (e) of section 12A of the Securities and Exchange Board of India Act, 1992 (15 of ...
Know more<\/a><\/div><\/div>\n
Employee Trade Tracker<\/a><\/span><\/div><\/div><\/div>\n
Automation of continual disclosures of PIT regulations<\/a><\/h6>\n
SEBI circular dated 9th September, 2020 for automation of continual disclosures of PIT regulations - System driven disclosures. The system driven disclosures for member(s) of promoter group and designates employee(s) in addition to promoter(s) and director(s) of the company under ...
Know more<\/a><\/div><\/div>\n
Employee Trade Tracker<\/a>, SEBI<\/a><\/span><\/div><\/div><\/div>\n
PIT guidelines<\/a><\/h6>\n
Amendments to Prevention of Insider Trading guidelines dated 17th July, 2020 for structured digital database require directors or heads of organization to maintain UPSI digital database such that this function is not outsourced & maintained internally. Also, the structured digital ...
Know more<\/a><\/div><\/div>\n
Employee Trade Tracker<\/a>, PIT<\/a><\/span><\/div><\/div><\/div>\n
ICSI guidance note on PIT regulations<\/a><\/h6>\n
ICSI guidance note on PIT regulations for UPSI digital database implementation by listed entities, intermediaries and broking houses ...
Know more<\/a><\/div><\/div>\n
Employee Trade Tracker<\/a>, PIT regulations - SEBI<\/a><\/span><\/div><\/div><\/div>\n
Prohibition of Insider Trading (PIT) regulations by SEBI<\/a><\/h6>\n
Prohibition of Insider Trading (PIT) (Third Amendment) Regulations, 2019 dated 17 Sep 2019. The PIT guidelines require listed entities, intermediaries and brokers to have an internal code of ethics policy detailing trading restrictions basis employee classification ...
Know more<\/a><\/div><\/div>\n
Employee Trade Tracker<\/a>, PIT regulations - SEBI<\/a><\/span><\/div><\/div><\/div><\/div><\/div><\/div>\n<\/div>\n
\n
Research Analyst Compliance<\/div>\n
Research analyst compliance regulations by SEBI<\/a><\/h6>\n
Research analyst regulations issued by SEBI dated 01 Sep 2014. The RAC guidelines require research entities to ensure RA trades are in compliance with trading restrictions for publishing reasearch reports ...
Know more<\/a><\/div><\/div>\n
RAC regulations - SEBI<\/a>, Research Analyst Compliance<\/a><\/span><\/div><\/div><\/div><\/div><\/div><\/div>\n<\/div>\n
\n
Anti Money Laundering<\/div>\n
The AML Analyst in India’s Evolving Compliance Architecture : <\/b>Navigating Regulatory Obligation, Institutional Constraint, and Professional Judgment<\/a><\/h6>\n
Every morning, across hundreds of banks, NBFCs, fintechs, and securities firms in India, AML analysts sit down to a queue of alerts. Some are obvious. Most are not. A few will matter enormously; not just to the institution but to ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
The Boardroom’s AML\/CFT Imperative: When Compliance Becomes Strategy<\/a><\/h6>\n
In India's financial institutions, a fundamental reorientation is underway - one that is as much about governance philosophy as it is about regulatory obligation. The question is no longer whether Anti-Money Laundering (AML) and Counter-Terrorist Financing (CFT) deserve boardroom attention ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
AI-Powered AML RegTech: The New Frontline of Financial Crime Prevention<\/a><\/h6>\n
Money laundering costs the global economy an estimated 2 to 5% of GDP annually between $800 billion and $2 trillion, according to the UN. In India alone, enforcement agencies have attached assets worth thousands of crores over the last decade, ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
The Reserve Bank of India\u2019s pivotal role in enforcement of anti-money laundering and combating the financing of terrorism<\/a><\/h6>\n
The Reserve Bank of India (RBI), as India's central banking institution and primary financial regulator, occupies a critical position in safeguarding the integrity of the nation's financial system against money laundering and terrorist financing threats ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
Prevention of financial frauds perpetrated using voice calls and SMS – RBI\/2024-25\/105<\/a><\/h6>\n
Regulated Entities (REs) are advised to utilize the Mobile Number Revocation List (MNRL) available on the Digital Intelligence Platform (DIP) developed by the Department of Telecommunications (DoT), Ministry of Communications, Government of India, to monitor and clean their customer database ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
PMLA guidelines for Real Estate Agents<\/a><\/h6>\n
The Prevention of Money Laundering Act 2002 (\"PMLA\") was brought into force with effect from 1st July 2005. Necessary Notifications\/Rules under the said act were published in the Gazette of India on July 01, 2005 by the Department of Revenue, ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
NSE Circular No: 428\/2024 – Measures to instill confidence in Securities Market<\/a><\/h6>\n
This has reference to SEBI circular (Reference no. SEBI\/HO\/MIRSD\/MIRSD-PoD-1\/P\/CIR\/2024\/96 dated July 04, 2024, titled \u2018Measures to instil confidence in securities market \u2013 Brokers\u2019 Institutional mechanism for prevention and detection of fraud or market abuse\u2019 and NSE circular \u2018NSE\/SURV\/62827\u2019 dated 8 ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
Internal Risk Assessment Guidance for Money Laundering\/Terrorist Financing Risks<\/a><\/h6>\n
In an ever changing business environment and the increasing level of complexities in the banking and other financial products offered by banks and other regulated entities (REs), there is always a likely exposure to the elevated money laundering (ML)\/ terrorist ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
India Mutual Evaluation Report Sept 2024<\/a><\/h6>\n
The Financial Action Task Force (FATF) is an independent inter-governmental body that develops and promotes policies to protect the global financial system against money laundering, terrorist financing and the financing of proliferation of weapons of mass destruction. The FATF Recommendations ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
FATF\u2019S MUTUAL EVALUATION OF INDIA & OUTCOMES – TrackWizz Publication<\/a><\/h6>\n
India\u2019s outstanding outcome at the FATF Mutual Evaluation and the adoption of the Mutual Evaluation Report at the FATF plenary in Singapore is a significant milestone in the nation\u2019s effort to combat money laundering (ML) and terrorist financing (TF) ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
Advisory for CS – WMD Act, 2005 Sec-12A<\/a><\/h6>\n
ADVISORY FOR IMPLEMENTATION OF SECTION 12A OF THE WEAPONS OF MASS DESTRUCTION AND THEIR DELIVERY SYSTEMS (PROHIBITION OF UNLAWFUL ACTIVITIES) ACT, 2005 ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
Why AML is so crucial in India?<\/a><\/h6>\n
Money laundering as well as terrorist financing are the driving forces behind transnational crimes. As a result of high-value fines and enforcement actions, authorities worldwide have significantly raised their focus on Anti-Money Laundering (AML) compliance in recent years and this ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
MoF (DoR) Order- Procedure for implementation of Sec-12 A of \u201cThe WMD & their delivery systems\u201d – w.r.t CA\/CS<\/a><\/h6>\n
Procedure for implementation of Section 12A of \"The Weapons of Mass Destruction and their Delivery Systems (Prohibition of Unlawful Activities) Act, 2005\" ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
Registration of TCSP with FIU-IND in Finnet 2.0 portal as RE<\/a><\/h6>\n
Registration of Trust and Company Service Provider (TCSP) with FIU-IND in FINNET 2.0 portal as Reporting Entity - reg.\u00a0 ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
MoF (DoR) Notification in the Gazette of India dated 9th May 2023 S.O. 2135(E) – w.r.t CA\/CS<\/a><\/h6>\n
\u0915\u093e.\u0906. 2135(\u0905).\u2014\u0915\u0947\u0902 \u0926\u094d\u0930\u0940\u092f \u0938\u0930\u0915\u093e\u0930, \u0927\u0928\u093f\u094b\u0927\u0928 \u091c\u0928\u093f\u093e\u0930\u0923 \u0905\u091c\u0927\u091c\u0928\u092f\u092e, 2002 (2003 \u0915\u093e 15) \u0915\u0940 \u0927\u093e\u0930\u093e 2 \u0915\u0940 \u0909\u092a\u0927\u093e\u0930\u093e (1) \u0915\u0947\u00a0 \u0916\u0902\u0921 (\u0927\u0915) \u0915\u0947 \u0909\u092a\u0916\u0902\u0921 (vi) \u0926\u094d\u0935\u093e\u0930\u093e \u092a\u094d\u0930\u093f\u0924\u094d \u0924 \u093f\u091c\u0924 \u0924\u092f\u0915 \u0915\u093e \u092a\u094d\u0930\u092f\u094b\u0917 \u0915\u0930\u0924\u0947 \u090f\u090f, \u092f\u0925\u093e\u091c\u0938\u094d\u091f\u094d\u0925\u091c\u0924, \u0926\u0915\u0938\u0940 \u0905\u0928\u094d\u092f \u0935\u094d\u092f\u091c\u093f \u0915\u0940 \u0913\u0930 \u0938\u0947 \u092f\u093e ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
PMLA FAQs issued by ICAI<\/a><\/h6>\n
Frequently Asked Questions (FAQs) on Notification dated 3rd May, 2023 under the Prevention of Money Laundering Act, 2002 ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
CA\/CS\/CWA now Reporting Entities of PMLA<\/a><\/h6>\n
\u0915\u0947\u0902\u0926\u094d\u0930\u0940\u092f \u0938\u0930\u0915\u093e\u0930, \u0927\u0928-\u093f\u094b\u0927\u0928 \u091c\u0928\u093f\u093e\u0930\u0923 \u0905\u091c\u0927\u091c\u0928\u092f\u092e, 2002 (2003 \u0915\u093e 15) \u0915\u0940 \u0927\u093e\u0930\u093e 2 \u0915\u0940 \u0909\u092a\u0927\u093e\u0930\u093e (1) \u0915\u0947 \u0916\u0902\u0921 (\u0927\u0915) \u0915\u0947 \u0909\u092a\u0916\u0902\u0921 (iv) \u0926\u094d\u0935\u093e\u0930\u093e \u092a\u094d\u0930\u0926\u0924\u094d \u0924 \u093f\u091c\u0924 \u0924\u092f\u0915 \u0915\u093e \u092a\u094d\u0930\u092f\u094b\u0917 \u0915\u0930\u0924\u0947 \u090f\u090f, \u0905\u092a\u0928\u0947 \u0935\u094d\u092f\u093f\u0938\u093e\u092f \u0915\u0947 \u0905\u0928\u0941\u0915\u094d\u0930\u092e \u092e\u0947\u0902 \u0926\u0915\u0938\u0940 \u0938\u0941\u0938\u0902\u0917\u0924 \u0935\u094d \u092f\u091c\u0924 \u0924 ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
RBI Circular- Amendment to the Master Direction (MD) on KYC<\/a><\/h6>\n
Please refer to the Master Direction (MD) on KYC dated February 25, 2016, as amended from time to time, in terms of which Regulated Entities (REs) have to undertake Customer Due Diligence (CDD), as per the process laid out therein, ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a>, CKYC<\/a><\/span><\/div><\/div><\/div>\n
RBI Circular- Implementation of Section 51A of UAPA, 1967: Updates to UNSC\u2019s 1267\/ 1989 ISIL (Da’esh and Al-Qaida Sanctions List<\/a><\/h6>\n
Implementation of Section 51A of UAPA, 1967: Updates to UNSC\u2019s 1267\/ 1989 ISIL (Da'esh) & Al-Qaida Sanctions List: Addition of two entries ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
SEBI Circular – Procedure of implementation of Section 12A of the Weapons of Mass Destruction and their Delivery Systems-Directions for Stock Exchanges & Registered Entities<\/a><\/h6>\n
The Government of India, Ministry of Finance has issued an order dated January 30, 2023 vide F. No. P- 2011\/14\/2022-ES Cell-DOR (\u201cthe Order\u201d) detailing the procedure for implementation of Section 12A of the Weapons of Mass Destruction and their Delivery ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
IRDA Circular- WMD ACT and Appointment of Nodal Officers for the same, Change of Nodal Officers for Implementation of section 51A of Unlawful Activities Act 1967<\/a><\/h6>\n
Procedure for Implementation of Section 12A of \u2018The Weapons of Mass Destruction and their Delivery Systems (Prohibition of Unlawful Activities) Act, 2005(WMD Act) ii) Appointment of nodal officer for Implementation of Section 12A of WMD Act iii) Change of nodal ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
PMLA Gazette Notification<\/a><\/h6>\n
Every Banking Company or Financial Institution or intermediary, as the case may be, shall register the details of a client, in case of client being a non-profit organisation, on the DARPAN Portal of NITI Aayog, if not already registered, and ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
Ministry of Finance – Procedure of implementation of Section 12A of The Weapons of Mass Destruction and their Delivery Systems<\/a><\/h6>\n
Procedure of implementation of Section 12A of \"The Weapons of Mass Destruction and their Delivery Systems\" ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
AML & CFT guidelines for dealers in precious metals and precious stones, 2023<\/a><\/h6>\n
AML & CFT guidelines for dealers in precious metals and precious stones, 2023 ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
NPO Guidance Note India<\/a><\/h6>\n
Terrorist organizations use advanced techniques to finance their activities, including the use of multiple financial transactions, a variety of financial instruments and other types of value-storing assets, different financial institutions, accountants, financial advisers, shell corporations, and other service providers, as ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
Master Guidelines on AML\/CFT 2022 \u2013 extension of time for Implementation<\/a><\/h6>\n
This has reference to Master Guidelines on Anti-Money Laundering\/ Counter Financing of Terrorism (AML\/CFT), 2022 issued vide ref. IRDAI\/IID\/GDL\/MISC\/ 160\/8\/2022 dated 1st August 2022. 2. As per the para 2.3 of the Guidelines, the Guidelines would come into force from ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
Master Guidelines on Anti-Money Laundering\/ Counter Financing of Terrorism (AML\/CFT), 2022<\/a><\/h6>\n
IRDAI had issued Master Guidelines on AML\/CFT for General insurers and Life insurers in 2013 and 2015 respectively. Subsequently, multiple circulars had been issued on the subject ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a>, CKYC<\/a><\/span><\/div><\/div><\/div>\n
Master circular on KYC\/AML\/CFT for NBFC<\/a><\/h6>\n
In this circular, the Know Your Customer (KYC) guidelines have been revisited in the context of the recommendations made by the Financial Action Task Force (FATF) on Anti Money Laundering (AML) standards and on Combating Financing of Terrorism (CFT) ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a>, RBI Circular<\/a><\/span><\/div><\/div><\/div>\n
Surveillance obligation of Depository participants – NSDL<\/a><\/h6>\n
NSDL published a circular on \u2018 'Surveillance Obligation of Depository participants' on 15th July 2021. Refer to the circular for detailed information ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
Surveillance obligation of Depository participants – CDSL<\/a><\/h6>\n
CDSL published a circular on \u2018 'Surveillance Obligation of Depository participants' on 15th July 2021. Refer to the circular for detailed information ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
Surveillance obligation of Trading members – BSE<\/a><\/h6>\n
The Bombay Stock Exchange published a circular on 'Surveillance Obligation of Trading members\u2019 as of 01st July 2021' Refer to the circular for detailed information ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
Surveillance obligation of Trading members and Depository Participants.<\/a><\/h6>\n
The National Stock Exchange and Bombay Stock Exchange published a circular on 'Surveillance Obligation of Trading members in Depository participants as on 01st July 2021' Refer to the circular for detailed information ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
RBI Risk Assessment Circular<\/a><\/h6>\n
RBI Circular on AML Dated 20.04.2020 ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a>, RBI Circular<\/a><\/span><\/div><\/div><\/div>\n
Guidelines on AML standards- SEBI Master circular<\/a><\/h6>\n
The Directives as outlined in this circular provide guidance on the practical implications of the PMLA,2002.These Directives are intended for use primarily by intermediaries registered under Section 12 of the SEBI Act 1992 also,they shall be able to satisfy themselves ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a>, SEBI circular on AML for Capital Market Intermediaries<\/a><\/span><\/div><\/div><\/div>\n
Unique ID of NGOs receiving Foreign Contribution FCRA 2017<\/a><\/h6>\n
The NGO- DARPAN is a platform that provides space for interface between VOS\/NGOS and key Government Ministries \/Departments\/Government Bodies. This is a free facility offered by the NITI Aayog in association with National Informatics Centre to bring about greater partnership ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
RBI Master Circular – KYC Direction 2016<\/a><\/h6>\n
In order to prevent banks and other financial institutions from being used as a channel for Money Laundering (ML)\/ Terrorist Financing (TF) and to ensure the integrity and stability of the financial system, efforts are continuously being made both internationally ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a><\/span><\/div><\/div><\/div>\n
Master circular on KYC\/AML\/CFT of Banks and FI<\/a><\/h6>\n
In this circular, the Know Your Customer\u2019 (KYC) guidelines have been revisited in the context of the recommendations made by the Financial Action Task Force (FATF) on Anti Money Laundering (AML) standards and on Combating Financing of Terrorism (CFT) ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a>, Prevention of Money Laundering Act (2005)<\/a><\/span><\/div><\/div><\/div>\n
Guidelines on Anti-Money Laundering (AML)<\/a><\/h6>\n
Guidelines issued by IRDA for the Insurance industry inline with the Prevention of Money Laundering Act (2005) ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a>, IRDA Guidelines on AML for Insurers<\/a><\/span><\/div><\/div><\/div>\n
Prevention of Money Laundering Act 2002<\/a><\/h6>\n
Prevention of Money Laundering Act 2002 ...
Know more<\/a><\/div><\/div>\n
Anti-Money Laundering<\/a>, RBI Circular on AML for Banks and Financial Institutions<\/a><\/span><\/div><\/div><\/div><\/div><\/div><\/div>\n<\/div>\n
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Events<\/div>\n
Fighting Financial Crime the New Way<\/a><\/h6>\n
\"Fighting Financial Crime the New Way\" was a landmark event in the compliance sector, held on 23rd July 2024 at the Sofitel Hotel, BKC. The event saw a remarkable turnout with 335 attendees, including representatives from 123 client institutions ...
Know more<\/a><\/div><\/div>\n
Events<\/a><\/span><\/div><\/div><\/div>\n
Artificial intelligence<\/a><\/h6>\n
TrackWizz on cloud with Artificial Intelligence for Aadhaar image masking. We are glad to inform you that we have achieved a milestone by roll out our first offering on cloud with Artificial intelligence. The makes available restful API which will ...
Know more<\/a><\/div><\/div>\n
Events<\/a><\/span><\/div><\/div><\/div>\n
Sagar Tanna, TSS Consultancy at Fintelekt AML 9th Annual Summit India 2019<\/a><\/h6>\n
At the Fintelekt AML 9th Annual Summit India 2019, Mr. Sagar Tanna speaks about Risk Rating and Periodical Reviews. He speaks about the importance of the customers' KYC being upto date. The scope of the session is a) Initial Risk ...
Know more<\/a><\/div><\/div>\n
Events<\/a><\/span><\/div><\/div><\/div>\n
B2B Infomedia: Technical Presentation by Pinky Makwana Senior Manager, Trackwizz at 8th MiNE India<\/a><\/h6>\n
At the 8th MiNE India 2019 B2B exhibition and conference held at Chennai, Miss Pinky Makwana speaks about CKYC, the obligations of NBFC & MFI under CKYC and role of TrackWizz in CKYC compliance ...
Know more<\/a><\/div><\/div>\n
Events<\/a><\/span><\/div><\/div><\/div>\n
B2B Infomedia: 7th MiNE India: Technical Presentation by Sagar Tanna, Co- Founder, Trackwizz<\/a><\/h6>\n
At the 7th MiNE India 2019 B2B exhibition and conference held at New Delhi, Mr. Sagar Tanna speaks about: 1) Working of CKYC and its benefits to micro finance & NBFC institutions 2) Introduction to Information Utility (IU) and what ...
Know more<\/a><\/div><\/div>\n
Events<\/a><\/span><\/div><\/div><\/div>\n
Sagar Tanna, TSS Consultancy at Fintelekt Anti-Money Laundering 8th Annual Summit India 2018<\/a><\/h6>\n
At the Fintelekt AML 8th Annual Summit India 2018, Mr. Sagar Tanna speaks about transition from Aadhar based e-KYC customer onboarding to use of CKYC for Re-KYC of customers. He speaks of the need to migrate from Aadhar based customer ...
Know more<\/a><\/div><\/div>\n
Events<\/a><\/span><\/div><\/div><\/div>\n
Seminar on PMLA with FIU IND<\/a><\/h6>\n
During the PMLA seminar held at BSE, Mr Sagar Tanna speaks on two things: 1) Registering with FIU & 2) Key implementation learnings\/experiences for AML in the last 7-8 years ...
Know more<\/a><\/div><\/div>\n
Events<\/a><\/span><\/div><\/div><\/div>\n
Compliance under PMLA by Shri Sagar Tanna (TSS Consultancy Pvt Ltd.)<\/a><\/h6>\n
As a part of knowledge series by Brokers forum, Mr Sagar Tanna speaks about PMLA - Anti Money Laundering in addition to: 1) Obligations of stock brokers 2) Key items of implemention of good AML program 3) Objectives and specific ...
Know more<\/a><\/div><\/div>\n
Events<\/a><\/span><\/div><\/div><\/div>\n
Seminar on The Prevention of Money Laundering Act, 2002 (PMLA)<\/a><\/h6>\n
A PMLA seminar at BSE where Mr Sagar Tanna speaks on the following: 1) Key problems in AML implementation 2) Types of alerts 3) Alert analysis and closure 4) Sample case studies ...
Know more<\/a><\/div><\/div>\n
Events<\/a><\/span><\/div><\/div><\/div><\/div><\/div><\/div>\n<\/div>\n
\n
Awards and recognitions<\/div>\n
\"\"<\/a>\n
TSS Consultancy: Redefining Compliance & Operations with Innovative Solutions<\/a><\/h6><\/div><\/div>\n
\"\"<\/a>\n
TrackWizz CKYC at NASSCOM Product Showcase<\/a><\/h6><\/div><\/div>\n
\"\"<\/a>\n
Most promising Financial Technology Solution Provider in India by CIO review 2017<\/a><\/h6><\/div><\/div>\n
\"\"<\/a>\n
Most promising GRC Solution Provider in India by Consultants Review 2016<\/a><\/h6><\/div><\/div>\n
\"\"<\/a>\n
Awarded Most promising Compliance Solution Provider in India, by CIO review 2015<\/a><\/h6><\/div><\/div><\/div><\/div><\/div>\n<\/div>\n
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Research and publications<\/div>\n
\"Weapons<\/a>\n
Weapons of Mass Destruction, The Act, and Its Compliance for Capital Market – A Primer.<\/a><\/h6><\/div><\/div>\n
\"\"<\/a>\n
Is SEBI’s focus on Insider trading expected to increase?<\/a><\/h6><\/div><\/div>\n
\"\"<\/a>\n
SEBI – Circular for CKYC Legal Entity roll out.<\/a><\/h6><\/div><\/div>\n
\"Legal<\/a>\n
TrackWizz CKYC legal entity solution launched<\/a><\/h6><\/div><\/div>\n
\"\"<\/a>\n
TrackWizz reaches South Africa<\/a><\/h6><\/div><\/div>\n
\"Cloud<\/a>\n
TrackWizz on cloud with AI<\/a><\/h6><\/div><\/div><\/div><\/div><\/div>\n<\/div>\n","protected":false},"excerpt":{"rendered":"

Knowledge hub Knowledge hub gives you a bird\u2019s-eye view of all the regulatory requirements, circulars, communique by the various regulators of the BFSI sector with respect to each module offered by TrackWizz. We also present to you the webinars, videos, blogs, etc. on various upcoming topics from our experts. CKYC FATCA CRS Aadhar Image Masking […]<\/p>\n","protected":false},"author":1,"featured_media":7,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"page-templates\/full-width.php","meta":{"inline_featured_image":false,"footnotes":"","_links_to":"","_links_to_target":""},"class_list":["post-58","page","type-page","status-publish","has-post-thumbnail","hentry"],"_links":{"self":[{"href":"https:\/\/trackwizz.com\/knowledge-hub\/wp-json\/wp\/v2\/pages\/58","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/trackwizz.com\/knowledge-hub\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/trackwizz.com\/knowledge-hub\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/trackwizz.com\/knowledge-hub\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/trackwizz.com\/knowledge-hub\/wp-json\/wp\/v2\/comments?post=58"}],"version-history":[{"count":2,"href":"https:\/\/trackwizz.com\/knowledge-hub\/wp-json\/wp\/v2\/pages\/58\/revisions"}],"predecessor-version":[{"id":1486,"href":"https:\/\/trackwizz.com\/knowledge-hub\/wp-json\/wp\/v2\/pages\/58\/revisions\/1486"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/trackwizz.com\/knowledge-hub\/wp-json\/wp\/v2\/media\/7"}],"wp:attachment":[{"href":"https:\/\/trackwizz.com\/knowledge-hub\/wp-json\/wp\/v2\/media?parent=58"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}