Month: August 2015

During the PMLA seminar held at BSE, Mr Sagar Tanna speaks on two things:
1) Registering with FIU & 2) Key implementation learnings/experiences for AML in the last 7-8 years.

“As a part of knowledge series by Brokers forum, Mr Sagar Tanna speaks about PMLA – Anti Money Laundering in addition to: 1) Obligations of stock brokers 2) Key items of implemention of good AML program 3) Objectives and specific areas like risk profiling & STR
“