Research Analyst compliance software

Key facts

Research entities in India licensed by SEBI using a software product

100% market share

Research entities in India licensed by SEBI using a software product
Research calls based on technical analysis are covered in compliance

Technicals included

Research calls based on technical analysis are covered in compliance
SEBI requires every research entity to undergo yearly attestation

Yearly attestation

SEBI requires every research entity to undergo yearly attestation

TrackWizz Research Analyst Compliance is an end to end solution for SEBI registered Research entities.

TrackWizz Research Analyst Compliance helps SEBI registered entities offering research services to do the SEBI Research Analyst regulations in full spirit by offering a process to track all activities prior to publishing of a research report. The TrackWizz Research Analyst Compliance solution features -

  • Employee's Disclosures
  • Research report
  • Single repository
  • Custom workflow
  • Restricted List maintenance
  • Trade Pre-Clearance/approvals
  • Decision making engine
  • Research reports publication

TrackWizz Research analyst compliance solution comprises analyst recommended research reports, rationals, supporting documents, declarations, trading window maintenance, automated trade approvals to follow SEBI’s Research Analyst regulations in full spirit.

Here goes the solution...

TrackWizz Research Analyst solution overview

Research analyst regulation applies to...

TrackWizz Research Analyst Compliance solution includes technical and fundamental calls with certain controls to maintain investor confidence and RA compliance

Features and benefits

Intelligent approval

System to verify compliance controls and auto permit publishing

Automated grey list

System to add and remove from grey list automatically

Integrated trade approval

Add our Employee Trade Tracking solution for a seamless experience

Pre-filled disclosure

Pre-filled disclosure for analysts, saves time

Your way

Allows to create workflow as per your requirements

Single repository

Allows all supporting docs and videos in one place

Features and benefits

FEATURES

Email approval

Research product master

Derivatives covered

Connected equities

Bulk upload

Hand holding

BENEFITS

Allows senior members of the team to do approvals on email resulting in quick publish

Maintenance of different types of research provided

Full attention given to futures and options contracts

Fully integrated masters of equity and derivatives results in effective control

Flat file upload allows analysts to get bulk research calls out in no time

Expert teams helping analysts during deployment, driving faster adoption

Request a demo
Download brochure
Amit Arora Senior VP,

Over the last 7 years, our relationship with TrackWizz has been growing. It began with Anti Money Laundering and we use now more than 7 modules in areas of insider trading and KYC. Their approach of continuously improving the solution in this ever-changing landscape of financial services is their biggest strength. The integration of modules in a single software has also helped to achieve savings of cost and resources.
TrackWizz is a genuine partner for our compliance and operations requirements.

All our current customers have also subscribed to TrackWizz Employee Trade Tracking for a comprehensive and automated solution.

Trusted by...