Trusted by a fast growing private sector bank which is also listed company
Serving Merchant Bankers with International Presence
Full Compliance with SEBI PIT Regulation
TrackWizz Structured Digital Database solution assists various organizations such as Listed Companies, Banks, Merchant Banker, Investment Bankers and Intermediaries to capture, track, and keep control over Unpublished Price Sensitive Information (UPSI).
It helps in the fight against Insider Trading-related crimes by controlling those who handle and possess UPSI. The technology enables firms to fully comply with Insider Trading regulations by monitoring the flow (or communication) of UPSI in conjunction with proper audit and internal controls. Furthermore, it restricts insider’s trade approvals based on access to information in the TrackWizz Structured Digital Database.
Single Repository
Allows maintaining single repository of unpublished price sensitive informationSmart Database
Self creating database for easy use and data filling.Single Chain
Single information branching to internal and external consumersComplete Visibility
End to end information from source to nature along with multi point destinationResponsive Interface
Specially designed UI makes data entry quick and easyAdd ETT
Allows auto-restriction of trade approvals based on the access to UPSI in the Digital DatabaseComprehensive reports
Audit Trail logs
Email notifications
Chain report for specific information along with complete trail from Origin to destination with multiple iterations exportable to PDF and spreadsheets.
Central team user access to specific UPSI fully included in the non-temperable audit trails.
Email initiated communication encouraging users to submit the transaction leading to better compliance with efficiency
Get fully complied with Insider Trading regulations by combining it with our Employee Trade Tracking solution.
If your organization offers equity research, you can also combine our Research Analyst Compliance Solutions.