Guidelines on AML standards- SEBI Master circular
The Directives as outlined in this circular provide guidance on the practical implications of the PMLA,2002.These Directives are intended
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Prohibition of Insider Trading (PIT) regulations by SEBI
Prohibition of Insider Trading (PIT) (Third Amendment) Regulations, 2019 dated 17 Sep 2019.
Information utility regulations 4
Regulations provided by IBBI regarding the importance of submitting customer information to IU and how it will be useful during insolvency explained in various chapters.Ref No.IBBI/2016-17/GN/REG009 – 2019
Notification regarding masking of Aadhaar number mandatory
This link gives you a detailed explanation by RBI to redact the aadhaar number before storing into system.
B2B Infomedia: Technical Presentation by Pinky Makwana Senior Manager, Trackwizz at 8th MiNE India
At the 8th MiNE India 2019 B2B exhibition and conference held at Chennai, Miss Pinky Makwana speaks about CKYC, the obligations of NBFC & MFI under CKYC and role of TrackWizz in CKYC compliance.
B2B Infomedia: 7th MiNE India: Technical Presentation by Sagar Tanna, Co- Founder, Trackwizz
At the 7th MiNE India 2019 B2B exhibition and conference held at New Delhi, Mr. Sagar Tanna speaks about: 1) Working of CKYC and its benefits to micro finance & NBFC institutions 2) Introduction to Information Utility (IU) and what it means to a micro finance or NBFC institution
Regulation on Aadhaar Image Masking
Regulation on Aadhaar Masking dated 29 January 2019: Allowing of Aadhaar Card as one of the acceptable documents for KYC- under certain conditions: Ref: IRDAI/SDD/Cl R/MISC/020/01/2019
Sagar Tanna, TSS Consultancy at Fintelekt Anti-Money Laundering 8th Annual Summit India 2018
At the Fintelekt AML 8th Annual Summit India 2018, Mr. Sagar Tanna speaks about transition from Aadhar based e-KYC customer onboarding to use of CKYC for Re-KYC of customers. He speaks of the need to migrate from Aadhar based customer onboarding to central registry of KYC i.e. CKYC for cutomer onboarding and performing Re-KYC owing to recent ban on Aadhar.
Information utility regulations 3
Regulations provided by IBBI regarding the importance of submitting customer information to IU and how it will be useful during insolvency explained in various chapters.Ref No.IBBI/2016-17/GN/REG009 – 2018
Gazette Notification authorising REs to upload electronic copy of KYC data of their clients within 10 days
Notification authorises every reporting entity to upload within ten days after the commencement of an account-based relationship with a client, file the electronic copy of the client’s KYC records with the Central KYC Records Registry. This was three days earlier.