Notification authorising the REs to retrieve the KYC records online from the Central KYC Records Registry by using the KYC Identifier without requiring a client to submit the same KYC records or information or any other additional identification documents or details
A PMLA seminar at BSE where Mr Sagar Tanna speaks on the following:
1) Key problems in AML implementation 2) Types of alerts 3) Alert analysis and closure 4) Sample case studies
In this circular, the Know Your Customer’ (KYC) guidelines have been revisited in the context of the recommendations made by the Financial Action Task Force (FATF) on Anti Money Laundering (AML) standards and on Combating Financing of Terrorism (CFT).
Research analyst regulations issued by SEBI dated 01 Sep 2014. The RAC guidelines require research entities to ensure RA trades are in compliance with trading restrictions for publishing reasearch reports.
Inter-governmental agreement circular by SEBI.
Guidelines issued by IRDA for the Insurance industry inline with the Prevention of Money Laundering Act (2005)
Prevention of Money Laundering Act 2002