Category: Anti-Money Laundering

Procedure for Implementation of Section 12A of ‘The Weapons of Mass Destruction and their Delivery Systems (Prohibition of Unlawful Activities) Act, 2005(WMD Act) ii) Appointment of nodal officer for Implementation of Section 12A of WMD Act iii) Change of nodal officer for implementation of Section 51A of the Unlawful Activities (Prevention) Act, 1967 (UAPA)

Procedure of implementation of Section 12A of “The Weapons of Mass Destruction and their Delivery Systems”

AML & CFT guidelines for dealers in precious metals and precious stones, 2023

This has reference to Master Guidelines on Anti-Money Laundering/ Counter Financing of Terrorism (AML/CFT), 2022 issued vide ref. IRDAI/IID/GDL/MISC/ 160/8/2022 dated 1st August 2022. 2. As per the para 2.3 of the Guidelines, the Guidelines would come into force from 1st November 2022.

NSDL published a circular on ‘ ‘Surveillance Obligation of Depository participants’ on 15th July 2021. Refer to the circular for detailed information

CDSL published a circular on ‘ ‘Surveillance Obligation of Depository participants’ on 15th July 2021. Refer to the circular for detailed information

The Bombay Stock Exchange published a circular on ‘Surveillance Obligation of Trading members’ as of 01st July 2021’ Refer to the circular for detailed information

The National Stock Exchange and Bombay Stock Exchange published a circular on ‘Surveillance Obligation of Trading members in Depository participants as on 01st July 2021’ Refer to the circular for detailed information